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Mastering Risk-Based Internal Audit; A Step-by-Step Guide

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Mastering Risk-Based Internal Audit: A Step-by-Step Guide



Course Overview

This comprehensive course is designed to equip participants with the knowledge and skills necessary to conduct effective risk-based internal audits. Through a combination of interactive lessons, hands-on projects, and real-world applications, participants will gain a deep understanding of the risk-based internal audit process and be able to apply it in their own organizations.



Course Objectives

  • Understand the principles and concepts of risk-based internal auditing
  • Identify and assess risks in the organization
  • Develop a risk-based internal audit plan
  • Conduct effective risk-based internal audit fieldwork
  • Communicate risk-based internal audit results effectively
  • Follow up on risk-based internal audit recommendations


Course Outline

Module 1: Introduction to Risk-Based Internal Auditing

  • Definition and purpose of risk-based internal auditing
  • Benefits and challenges of risk-based internal auditing
  • Overview of the risk-based internal audit process
  • Roles and responsibilities of the internal audit team

Module 2: Risk Assessment and Identification

  • Understanding risk and risk assessment
  • Identifying and categorizing risks
  • Assessing risk likelihood and impact
  • Prioritizing risks

Module 3: Risk-Based Internal Audit Planning

  • Developing a risk-based internal audit plan
  • Setting audit objectives and scope
  • Identifying audit procedures and tests
  • Establishing audit timelines and milestones

Module 4: Risk-Based Internal Audit Fieldwork

  • Conducting effective audit fieldwork
  • Gathering and documenting evidence
  • Testing and evaluating controls
  • Identifying and documenting findings

Module 5: Risk-Based Internal Audit Reporting

  • Communicating audit results effectively
  • Writing clear and concise audit reports
  • Presenting audit findings and recommendations
  • Following up on audit recommendations

Module 6: Risk-Based Internal Audit Follow-up and Monitoring

  • Monitoring and following up on audit recommendations
  • Assessing the effectiveness of audit recommendations
  • Reporting on audit follow-up and monitoring
  • Continuously improving the audit process

Module 7: Advanced Risk-Based Internal Auditing Topics

  • Data analytics and risk-based internal auditing
  • IT risk and control assessment
  • Compliance and regulatory risk assessment
  • Emerging trends and best practices in risk-based internal auditing


Course Features

  • Interactive and engaging: The course includes interactive lessons, hands-on projects, and real-world applications to keep participants engaged and motivated.
  • Comprehensive and personalized: The course covers all aspects of risk-based internal auditing and allows participants to tailor their learning to their individual needs.
  • Up-to-date and practical: The course includes the latest developments and best practices in risk-based internal auditing, with a focus on practical applications.
  • High-quality content and expert instructors: The course features high-quality content developed by expert instructors with extensive experience in risk-based internal auditing.
  • Certification: Participants receive a certificate upon completion of the course, issued by The Art of Service.
  • Flexible learning and user-friendly: The course is designed to be flexible and user-friendly, allowing participants to learn at their own pace and on their own schedule.
  • Mobile-accessible and community-driven: The course is accessible on mobile devices and includes a community-driven forum for participants to connect and share ideas.
  • Actionable insights and hands-on projects: The course provides actionable insights and hands-on projects to help participants apply their knowledge and skills in real-world situations.
  • Bite-sized lessons and lifetime access: The course is divided into bite-sized lessons, and participants have lifetime access to the course materials.
  • Gamification and progress tracking: The course includes gamification elements and progress tracking to help participants stay motivated and engaged.


Certificate of Completion

Upon completion of the course, participants will receive a certificate issued by The Art of Service, demonstrating their mastery of risk-based internal auditing concepts and skills.

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