Navigating the Dodd-Frank Act: A Comprehensive Guide to Financial Reform and Regulation
Course Overview This comprehensive course provides a detailed examination of the Dodd-Frank Act, its provisions, and its impact on the financial industry. Participants will gain a thorough understanding of the regulatory framework, the roles and responsibilities of key stakeholders, and the practical applications of the Act.
Course Objectives - Understand the background and context of the Dodd-Frank Act
- Analyze the key provisions and regulations of the Act
- Examine the impact of the Act on financial institutions, markets, and consumers
- Identify the roles and responsibilities of key stakeholders, including regulators, financial institutions, and consumers
- Apply practical knowledge of the Act to real-world scenarios
Course Outline Module 1: Introduction to the Dodd-Frank Act
- Background and context of the Act
- Key provisions and regulations
- Impact on financial institutions, markets, and consumers
Module 2: Regulatory Framework
- Overview of the regulatory framework
- Roles and responsibilities of key regulators
- Interagency coordination and cooperation
Module 3: Consumer Financial Protection Bureau (CFPB)
- Overview of the CFPB
- Authority and jurisdiction
- Key regulations and enforcement actions
Module 4: Banking Regulation
- Overview of banking regulation
- Capital requirements and stress testing
- Liquidity requirements and risk management
Module 5: Securities Regulation
- Overview of securities regulation
- Registration and disclosure requirements
- Trading and market regulation
Module 6: Derivatives Regulation
- Overview of derivatives regulation
- Clearing and trading requirements
- Position limits and risk management
Module 7: Mortgage Regulation
- Overview of mortgage regulation
- Ability-to-repay and qualified mortgage requirements
- High-cost mortgage and home equity loan requirements
Module 8: Credit Card Regulation
- Overview of credit card regulation
- Interest rate and fee restrictions
- Disclosure and transparency requirements
Module 9: Enforcement and Compliance
- Overview of enforcement and compliance
- Regulatory examination and enforcement actions
- Compliance programs and risk management
Module 10: International Coordination
- Overview of international coordination
- Basel Committee on Banking Supervision (BCBS)
- Financial Stability Board (FSB)
Module 11: Future of Financial Regulation
- Overview of the future of financial regulation
- Emerging trends and issues
- Regulatory responses to innovation and disruption
Course Features - Interactive and engaging course content
- Comprehensive coverage of the Dodd-Frank Act and its provisions
- Personalized learning experience
- Up-to-date information on regulatory developments and trends
- Practical applications and real-world examples
- High-quality content and expert instruction
- Certification upon completion of the course
- Flexible learning schedule and pace
- User-friendly and mobile-accessible course platform
- Community-driven discussion forum and support
- Actionable insights and takeaways
- Hands-on projects and exercises
- Bite-sized lessons and modules
- Lifetime access to course materials and updates
- Gamification and progress tracking features
Certification Upon completion of the course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates expertise and knowledge of the Dodd-Frank Act and its provisions, and can be used to enhance career prospects and professional development.,
- Understand the background and context of the Dodd-Frank Act
- Analyze the key provisions and regulations of the Act
- Examine the impact of the Act on financial institutions, markets, and consumers
- Identify the roles and responsibilities of key stakeholders, including regulators, financial institutions, and consumers
- Apply practical knowledge of the Act to real-world scenarios
Course Outline Module 1: Introduction to the Dodd-Frank Act
- Background and context of the Act
- Key provisions and regulations
- Impact on financial institutions, markets, and consumers
Module 2: Regulatory Framework
- Overview of the regulatory framework
- Roles and responsibilities of key regulators
- Interagency coordination and cooperation
Module 3: Consumer Financial Protection Bureau (CFPB)
- Overview of the CFPB
- Authority and jurisdiction
- Key regulations and enforcement actions
Module 4: Banking Regulation
- Overview of banking regulation
- Capital requirements and stress testing
- Liquidity requirements and risk management
Module 5: Securities Regulation
- Overview of securities regulation
- Registration and disclosure requirements
- Trading and market regulation
Module 6: Derivatives Regulation
- Overview of derivatives regulation
- Clearing and trading requirements
- Position limits and risk management
Module 7: Mortgage Regulation
- Overview of mortgage regulation
- Ability-to-repay and qualified mortgage requirements
- High-cost mortgage and home equity loan requirements
Module 8: Credit Card Regulation
- Overview of credit card regulation
- Interest rate and fee restrictions
- Disclosure and transparency requirements
Module 9: Enforcement and Compliance
- Overview of enforcement and compliance
- Regulatory examination and enforcement actions
- Compliance programs and risk management
Module 10: International Coordination
- Overview of international coordination
- Basel Committee on Banking Supervision (BCBS)
- Financial Stability Board (FSB)
Module 11: Future of Financial Regulation
- Overview of the future of financial regulation
- Emerging trends and issues
- Regulatory responses to innovation and disruption
Course Features - Interactive and engaging course content
- Comprehensive coverage of the Dodd-Frank Act and its provisions
- Personalized learning experience
- Up-to-date information on regulatory developments and trends
- Practical applications and real-world examples
- High-quality content and expert instruction
- Certification upon completion of the course
- Flexible learning schedule and pace
- User-friendly and mobile-accessible course platform
- Community-driven discussion forum and support
- Actionable insights and takeaways
- Hands-on projects and exercises
- Bite-sized lessons and modules
- Lifetime access to course materials and updates
- Gamification and progress tracking features
Certification Upon completion of the course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates expertise and knowledge of the Dodd-Frank Act and its provisions, and can be used to enhance career prospects and professional development.,
- Interactive and engaging course content
- Comprehensive coverage of the Dodd-Frank Act and its provisions
- Personalized learning experience
- Up-to-date information on regulatory developments and trends
- Practical applications and real-world examples
- High-quality content and expert instruction
- Certification upon completion of the course
- Flexible learning schedule and pace
- User-friendly and mobile-accessible course platform
- Community-driven discussion forum and support
- Actionable insights and takeaways
- Hands-on projects and exercises
- Bite-sized lessons and modules
- Lifetime access to course materials and updates
- Gamification and progress tracking features